Broker Check

Meet Our Team

Since 1977, Universal Financial Group has provided financial guidance to clients across multiple states. Our independent investment adviser representatives offer personalized, comprehensive wealth management services, drawing on a range of resources to address each client’s unique needs.

Brian Lock

CERTIFIED FINANCIAL PLANNER™ (CFP®) | Financial Consultant

(314) 721-5522

(314) 721-1393

Tony Rich

Financial Advisor

(314) 200-1155

(314) 721-5522

Sean Lock

Licensed Insurance Representative

(314) 721-5522

(314) 721-1393

Alva Roberts

Administrative Assistant

(314) 721-5522

(314) 721-1393

Diane Mallinson

Administrative Assistant

(314) 200-1135

(314) 721-5522